Compliance
IPOs & Growth Capital
Capital-raise readiness from GIFT City to global markets
What this covers
The scope, in plain terms
We help IFSC entities prepare for private placements, bond issuances and listings on IFSC exchanges. The work is governance-first: clean records, clear capital structure, board-approved documentation and a disclosure process that stands up to investor due diligence.
Who needs it: IFSC funds, finance companies and holding vehicles raising capital or listing securities for the first time.
Applicable law
IFSCA (Issuance and Listing of Securities) Regulations
Framework for issuance, listing and ongoing obligations in IFSC.
Official sourceCompanies Act, 2013 — share capital
Allotment, preferential issue, bonus, rights and buy-back procedures.
Official source
Obligation snapshot
What has to be filed, and how often
Typical for this service line. Your exact set is confirmed after we read your registration conditions.
| Obligation | Authority | Frequency |
|---|---|---|
| Capital structure and records clean-up | Internal / ROC | Pre-transaction |
| Board and shareholder resolutions | Companies Act | Pre-transaction |
| Offer document and disclosure review | IFSCA / Lead managers | Pre-transaction |
| Post-issue filings and allotment compliance | ROC / IFSCA | Post-transaction |
| Investor communication and reporting | Board | Ongoing |
Timeline & approach
How we take it on
Step 1
Readiness review
Corporate records, capital structure and compliance status assessed.
Step 2
Transaction structuring
Instrument type, board and shareholder approvals, documentation.
Step 3
Execution support
Resolutions, filings, coordination with lead managers and depositories.
Step 4
Post-close
Allotment records, ISIN activation, exchange listing and ongoing disclosures.
Scope & commercials
Confirmed in writing after a scope review
Listed IPOs and complex structures priced after scope review.
Why GIFT City Gateway
One accountable compliance owner
Named owner
One Gateway compliance owner, not a rotating queue of coordinators.
Portal visibility
Live status of every obligation — filed, due, at risk — in your client portal.
Read from your conditions
Obligations are extracted from your own registration, not a generic checklist.
Single point of contact
SEZ, IFSCA, ROC and FEMA handled in one engagement instead of four advisors.
Common questions
Before you enquire
Can you manage a private placement in IFSC?
Yes — from board note to PAS-4, allotment and post-issue filings.
Do you work with our investment bank?
We coordinate with lead managers, legal counsel and RTAs as part of the transaction team.
Other compliance lines
Enquire
Get a scope and fee for IPOs & Growth Capital
Share your entity details and we respond with the obligation set that applies to you, a fee and the documents we need.