Compliance
Listed Company Advisory
Listing compliance, disclosures and board processes for IFSC issuers
What this covers
The scope, in plain terms
GIFT City issuers listed on IFSC exchanges must comply with a disclosure and governance regime that runs in parallel with company law. We advise on board obligations, material event disclosures, related-party transactions and shareholder communications.
Who needs it: Companies listed or preparing to list on IFSC exchanges, and their holding companies with listed Indian securities.
Applicable law
IFSCA (Issuance and Listing of Securities) Regulations
Disclosure requirements, corporate governance and continuous obligations for IFSC-listed entities.
Official sourceSEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
Governance and disclosure benchmark applied to Indian listed companies and by reference to IFSC listings.
Official source
Obligation snapshot
What has to be filed, and how often
Typical for this service line. Your exact set is confirmed after we read your registration conditions.
| Obligation | Authority | Frequency |
|---|---|---|
| Material event and price-sensitive disclosures | IFSCA / Exchange | As arising |
| Quarterly and annual financial disclosures | Exchange | Quarterly / annual |
| Related-party transaction review | Audit committee / Board | Quarterly |
| Shareholder notice and voting process | Companies Act / Exchange | As arising |
| Corporate governance compliance report | Exchange | Annual |
Timeline & approach
How we take it on
Step 1
Listing readiness
Governance framework, policies and disclosure processes built for listing.
Step 2
Go-live support
First disclosures, board processes and exchange filings managed.
Step 3
Quarterly cycle
Results, governance disclosures and RPT review executed each quarter.
Step 4
Annual governance review
Compliance report prepared and board sign-off managed.
Scope & commercials
Confirmed in writing after a scope review
IPO and listing-readiness projects priced as fixed-fee engagements.
Why GIFT City Gateway
One accountable compliance owner
Named owner
One Gateway compliance owner, not a rotating queue of coordinators.
Portal visibility
Live status of every obligation — filed, due, at risk — in your client portal.
Read from your conditions
Obligations are extracted from your own registration, not a generic checklist.
Single point of contact
SEZ, IFSCA, ROC and FEMA handled in one engagement instead of four advisors.
Common questions
Before you enquire
Does this cover an Indian listed holding company?
Yes — we can cover both the IFSC-listed entity and its Indian listed parent under one advisory engagement.
Can you manage exchange filings?
We prepare and review filings; your authorised signatory submits through the exchange platform.
Other compliance lines
Enquire
Get a scope and fee for Listed Company Advisory
Share your entity details and we respond with the obligation set that applies to you, a fee and the documents we need.