Compliance
Regulatory Compliance
Proactive compliance strategy across IFSCA, SEBI, RBI and MCA
What this covers
The scope, in plain terms
Beyond filings, we advise on how regulatory change affects your structure, products and operations. This is the layer that turns compliance from a cost centre into a risk-managed competitive advantage.
Who needs it: IFSC entities launching new products, entering new markets or responding to regulatory consultations and inspections.
Applicable law
Applicable IFSCA, SEBI, RBI and MCA regulations
Regulatory perimeter analysis based on your entity category and proposed activity.
Official sourceRegulatory consultation and inspection response frameworks
Guidance on drafting representations, inspection readiness and remediation.
Official source
Obligation snapshot
What has to be filed, and how often
Typical for this service line. Your exact set is confirmed after we read your registration conditions.
| Obligation | Authority | Frequency |
|---|---|---|
| Regulatory horizon scanning | Internal | Monthly |
| Product / structure compliance review | IFSCA / SEBI / RBI | Per launch |
| Inspection readiness assessment | Internal | Quarterly |
| Representation and response drafting | Regulator | As arising |
| Remediation plan and tracking | Internal / Board | As arising |
Timeline & approach
How we take it on
Step 1
Regulatory mapping
Applicable rules, recent circulars and guidance identified for your situation.
Step 2
Advisory memo
Clear opinion with options, risks and recommended steps.
Step 3
Implementation planning
Policies, filings, board steps and communication plan.
Step 4
Ongoing monitoring
Monthly horizon scan and ad-hoc queries.
Scope & commercials
Confirmed in writing after a scope review
Inspection response and remediation projects priced after scope review.
Why GIFT City Gateway
One accountable compliance owner
Named owner
One Gateway compliance owner, not a rotating queue of coordinators.
Portal visibility
Live status of every obligation — filed, due, at risk — in your client portal.
Read from your conditions
Obligations are extracted from your own registration, not a generic checklist.
Single point of contact
SEZ, IFSCA, ROC and FEMA handled in one engagement instead of four advisors.
Common questions
Before you enquire
Is this different from your compliance retainer?
Yes — this is strategic advisory and regulatory opinion work; execution retainers cover filings and calendars.
Can you represent us before IFSCA?
We draft representations and coordinate responses; statutory hearings are attended with your officers.
Other compliance lines
Enquire
Get a scope and fee for Regulatory Compliance
Share your entity details and we respond with the obligation set that applies to you, a fee and the documents we need.