New set-up
Investment Banker
Issue management, listings and capital-raise advisory
In brief
What investment banker means here
An investment banker manages issues and listings on the zone's exchanges, runs buy-side and sell-side mandates and underwrites where permitted. The registration carries a net-worth requirement and due-diligence obligations on every issue the unit takes to market.
Applicable regulation
Investment Banker registration under the IFSCA (Capital Market Intermediaries) Regulations, 2025.
Scope and commercials are confirmed in writing after a scope review.
Already registered
Entities registered in investment banker
Names as published in the live register, refreshed automatically. Names only — no registration numbers.
- GLOBAL HORIZONS CAPITAL ADVISORS (IFSC) PRIVATE LIMITED
- ICICI Bank, IBU
- Nexent Capital IFSC Private Limited
- Pantomath Global Financial Services (IFSC) Private Limited
- SPEC Finance (IFSC) Private Limited
- T-Cap Financial Services IFSC Private Limited
- The Hongkong and Shanghai Banking Corporation Limited (IBU)
- Yoki Financial Services Private Limited
Interested in set-up?
Check your fit for investment banker.
Nine short questions on permitted activity, registrations, legal form, regulators, net worth and fees. Our expert covers whatever you are unsure about.
